Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Armstrong is a financial advisor at LPL Financial LLC in HUDSON, NY. James has been working in the financial services industry since 1998 and holds a variety of licenses, including Series 7, Series 31, Series 63, and Series 65. James has experience working with a wide range of clients, including individuals, families, businesses, and retirement plans. James also has experience working with high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (HUDSON NY)
NY
01/12/2001 - 04/07/2008
CITIGROUP GLOBAL MARKETS INC. (HUDSON NY)
NY
01/01/1999 - 01/17/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Armstrong is the right advisor for you? Invested Better is here to help.
