Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Joseph Aniello is a financial professional with over 30 years of experience in the securities industry. He is currently registered with Btig, LLC and holds several professional licenses and certifications, including Series 7, 24, 55, 57TO, 63, 99TO and SIE. James previously worked at Goldman, Sachs & Co. and Spear, Leeds & Kellogg, L.P.. His experience in the industry spans various roles, giving him a comprehensive understanding of the financial markets. James's dedication to client service and commitment to professional development are evident in his ongoing pursuit of knowledge and advanced qualifications. He is dedicated to providing clients with personalized financial guidance and investment solutions tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2003 - Present
Btig, LLC (New York NY)
NY
09/09/2002 - 04/24/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/10/1992 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 08/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure James Aniello is the right advisor for you? Invested Better is here to help.
