Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Aboltin is a financial professional with over 30 years of experience in the industry. James has a strong background in securities, having held various roles at several firms including TD Waterhouse Investor Services, Inc., Joseph Charles & Assoc., Inc., Lew Lieberbaum & Co., Inc., Chelsea Street Securities, Inc., and First American Biltmore Securities, Inc. James is currently registered with Charles Schwab & CO., Inc. and is licensed to provide investment advice in Arizona and California. James holds several industry certifications, including Series 7, Series 8, Series 9, Series 10 and Series 63. James is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
01/26/2001 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NE
07/26/1996 - 11/08/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
FL
08/23/1995 - 07/10/1996
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NY
01/08/1993 - 09/11/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NA
09/04/1992 - 01/06/1993
CHELSEA STREET SECURITIES, INC.
NA
03/17/1992 - 09/09/1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure James Aboltin is the right advisor for you? Invested Better is here to help.
