Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jordan Szafranski is a financial advisor at Raymond James & Associates, Inc., with over 10 years of experience in the industry. James is registered to provide investment advice in 28 states and holds a Series 66, Series 7, Series 10, Series 9 and SIE license. James is a CERTIFIED FINANCIAL PLANNER™ professional. James specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. James currently works with clients in Chesterfield, MO and Carmel, IN. James is also a partner in Medley Partners, LLC, a business that helps manage liability for RJAS branch leases.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/06/2017 - Present
Raymond James & Associates, Inc. (Chesterfield MO)
BOTH
Issued 03/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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