Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jonathan Ewing is a licensed securities professional with over 20 years of experience in the financial industry. James Ewing's current firm is Investec Securities (us) LLC, where James Ewing has been employed since May 2021. Prior to that, James Ewing worked at KEPLER CAPITAL MARKETS, INC., CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC., MF GLOBAL INC., ABN AMRO INCORPORATED, and DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC. James Ewing holds Series 63, Series 7 and SIE licenses. James Ewing is registered in New York, Ohio, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/03/2021 - Present
Investec Securities (us) LLC (NEW YORK NY)
NY
08/08/2013 - 08/10/2018
KEPLER CAPITAL MARKETS, INC. (NEW YORK NY)
NY
09/29/2010 - 08/06/2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
01/26/2009 - 09/29/2010
MF GLOBAL INC. (NEW YORK NY)
NY
10/30/2006 - 06/27/2008
ABN AMRO INCORPORATED (NEW YORK NY)
NY
04/11/1997 - 02/15/2006
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
BC
Issued 07/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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