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James Jon Benet

Sowell Management

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About James Jon Benet

James Jon Benet is an investment advisor representative with Sowell Management. James is registered with the state of North Carolina as an Investment Advisor Representative (IA). James is also registered with the state of Texas as an Investment Advisor Representative (IA). James has been in the industry since 1985. James previously worked at Wells Fargo Advisors, LLC. James has passed the Series 63, Series 65, Series 7 and SIE exams. James specializes in providing financial planning and portfolio management services to individuals and other investment advisors.

Firm Information

James Benet is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Benet’s Registration & Firm History

VA

02/01/2016 - Present

Sowell Management (Forest VA)

NC

10/20/2008 - 01/29/2016

WELLS FARGO ADVISORS, LLC (DAVIDSON NC)

NC

09/10/2001 - 11/03/2008

CITIGROUP GLOBAL MARKETS INC. (CORNELIUS NC)

MD

12/07/1994 - 09/27/2001

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

08/04/1987 - 12/07/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

07/24/1985 - 08/17/1987

DEAN WITTER REYNOLDS INC.

NA

03/20/1985 - 07/30/1985

WESTPORT FINANCIAL GROUP, INC.

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Licenses & Designations

IA

Issued 01/27/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/30/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2016

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for James Jon Benet. Review regulatory record here.
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