Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Johnathan Hance is a registered representative at Finalis Securities LLC. James has over 2 years of experience in the securities industry and is licensed to sell securities in six states. James holds the Series 63, Series 82TO and SIE licenses. James has a professional background in finance and holds a bachelor's degree in business administration from a well-regarded university. James's previous experience includes working with PHASE ONE FINANCIAL SERVICES, LLC, which allows James to provide a well-rounded perspective on the financial market.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2023 - Present
Finalis Securities LLC (New York NY)
NY
02/01/2021 - 12/31/2023
PHASE ONE FINANCIAL SERVICES, LLC (NEW YORK NY)
BC
Issued 06/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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