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James John Wilson

Kestra Investment Services, LLC

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About James John Wilson

James John Wilson is a financial advisor with over 17 years of experience in the financial industry. James is currently registered with Kestra Investment Services, LLC. Prior to that, James was registered with Independent Financial Group, LLC, Securities America, Inc., Ladenburg Thalmann & Co. Inc., BANCWEST INVESTMENT SERVICES, INC., LEGENT CLEARING, TD AMERITRADE, INC., and TD AMERITRADE CLEARING, INC.. James is a Series 7, 24, 63, and SIE licensed professional.

Firm Information

James Wilson is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Wilson’s Registration & Firm History

TX

05/08/2024 - Present

Kestra Investment Services, LLC (AUSTIN TX)

CA

03/06/2023 - 01/29/2024

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

NE

03/18/2014 - 06/10/2020

SECURITIES AMERICA, INC. (Omaha NE)

NY

02/22/2019 - 12/05/2019

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

NE

08/18/2009 - 08/28/2012

BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)

NE

08/25/2008 - 03/05/2009

LEGENT CLEARING (OMAHA NE)

NE

04/03/2008 - 08/21/2008

TD AMERITRADE, INC. (BELLEVUE NE)

NE

03/22/2007 - 04/03/2008

TD AMERITRADE CLEARING, INC. (BELLEVUE NE)

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Licenses & Designations

BC

Issued 03/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James John Wilson.
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