Unclaimed
James John Watson is a registered representative with Vanguard Marketing Corp. James Watson's registration began on October 12, 2015 and James Watson is currently registered with the state of Pennsylvania. James Watson is a licensed Series 7 and Series 63 and SIE representative. James Watson has been in the industry since October 11, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/12/2015 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 10/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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