linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James John Vitali

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James John Vitali

James Vitali is a financial professional who is licensed to provide investment advice in 52 states. James has over 18 years of experience in the industry. James is currently affiliated with W&S Brokerage Services, Inc. in Cincinnati, OH, where James has been employed since 2015. James is a registered representative and principal. James also has a Series 6 and Series 26 license. In addition to his current employment, James has held previous positions at SWBC Investment Services, LLC and USAA Investment Management Company.

Firm Information

James Vitali is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Vitali’s Registration & Firm History

OH

04/23/2015 - Present

W&S Brokerage Services, Inc. (CINCINNATI OH)

TX

08/08/2006 - 10/19/2011

SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)

TX

06/03/1999 - 09/02/2004

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

Not sure if James John Vitali is right for you?

Licenses & Designations

BC

Issued 06/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James John Vitali.
Not sure if James John Vitali is right for you?