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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John Santomauro is an investment advisor representative associated with Cadaret, Grant & Co., Inc.. James John Santomauro has been in the industry since October 1981. James John Santomauro currently holds Series 63, 65, 7, 24, and SIE licenses and is registered with the state securities regulators in Alabama, Colorado, Florida, Georgia, Indiana, New York and Pennsylvania. James John Santomauro is also a registered investment advisor with the states of Florida and Pennsylvania. James John Santomauro is registered with the firm Cadaret, Grant & Co., Inc. for broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/26/2015 - Present
Cadaret, Grant & CO., Inc. (STUART FL)
FL
04/01/1987 - 03/10/1990
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
02/07/1984 - 04/28/1987
BUTCHER & SINGER INC.
NA
10/15/1981 - 03/09/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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