Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Salegui is an investment advisor representative at Cuso Financial Services, LP. James is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). James has been in the financial services industry since January 6, 2012. James has a diverse range of experience and licenses with multiple series exams. James has worked for several firms including CUNA BROKERAGE SERVICES, INC., CITIGROUP GLOBAL MARKETS INC., BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC and GUARANTY BROKERAGE SERVICES, INC. James provides advisory services including financial planning, pension consulting, and portfolio management. James is also a licensed investment advisor representative in 4 states: Louisiana, Nevada, New Hampshire, and Texas. James is passionate about helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
11/16/2023 - Present
Cuso Financial Services, LP (Las Vegas NV)
CA
10/15/2019 - 10/28/2021
CUNA BROKERAGE SERVICES, INC. (MODESTO CA)
CA
12/06/2017 - 09/19/2019
CITIGROUP GLOBAL MARKETS INC. (San Lorenzo CA)
CA
05/16/2013 - 12/13/2016
BBVA SECURITIES INC. (TURLOCK CA)
CA
02/10/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (TURLOCK CA)
CA
02/23/2009 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (TURLOCK CA)
IA
Issued 05/18/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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