Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John Ryan has been in the financial services industry since June 28, 2000. James John Ryan is currently registered with The Leaders Group, Inc. and previously was registered with N.I.S. FINANCIAL SERVICES, INC., VOYA AMERICA EQUITIES, INC., DIRECTED SERVICES LLC, GRIFFIN CAPITAL SECURITIES, INC., COLE CAPITAL CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS, INC., PRUCO SECURITIES CORPORATION, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC., THE GREAT-WEST LIFE ASSURANCE COMPANY, and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/10/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MO
03/15/2021 - 01/12/2022
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
PA
07/27/2017 - 03/29/2019
VOYA AMERICA EQUITIES, INC. (WEST CHESTER PA)
PA
07/27/2017 - 06/28/2018
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
03/09/2015 - 12/18/2015
GRIFFIN CAPITAL SECURITIES, INC. (IRVINE CA)
AZ
02/11/2013 - 03/18/2015
COLE CAPITAL CORPORATION (PHOENIX AZ)
PA
08/01/2003 - 06/04/2010
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
12/13/2002 - 12/19/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/06/2001 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
06/11/1996 - 05/02/2001
SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CO
07/17/1991 - 06/16/1995
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
NY
06/25/1990 - 06/18/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 09/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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