Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rapp is a financial advisor with over 30 years of experience in the financial services industry. James has held registrations with several firms throughout their career, including J.P. Morgan Securities LLC, BANC One Securities Corporation, and Chase Investment Services Corp. Currently, James is an active registered representative of Arkadios Wealth Advisors, based in Lakewood Ranch, FL. James specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. James's approach to financial planning is tailored to meet each client's unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/17/2025 - Present
Arkadios Wealth Advisors (Lakewood Ranch FL)
IL
10/01/2008 - 08/11/2011
J.P. MORGAN SECURITIES LLC (DEER PARK IL)
IL
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (WHEATON IL)
IL
02/21/2006 - 07/01/2006
BANC ONE SECURITIES CORPORATION (WHEATON IL)
IL
07/06/2005 - 01/18/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/01/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/10/1995 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
MO
08/14/1992 - 02/06/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MA
06/17/1992 - 08/18/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/17/1992 - 08/18/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
05/06/1991 - 03/24/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 03/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Rapp is the right advisor for you? Invested Better is here to help.
