Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames O'Donnell is a financial advisor with over 30 years of experience in the industry. James has a broad range of experience in the financial services industry, having previously worked for Drexel Burnham Lambert Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, County NatWest International Limited, NatWest Securities Corporation, James Capel Incorporated, HSBC Securities, Inc., and Citigroup Derivatives Markets Inc. James holds licenses for Series 7, 10, 15, 24, 63 and SIE exams. James is currently registered with Citigroup Global Markets Inc. and is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/29/1999 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
MN
06/09/2009 - 10/02/2013
CITIGROUP DERIVATIVES MARKETS INC. (MINNETONKA MN)
NY
05/04/1995 - 01/12/1999
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NA
05/04/1995 - 01/01/1996
JAMES CAPEL INCORPORATED
NY
08/03/1992 - 04/05/1995
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
05/29/1990 - 08/10/1992
COUNTY NATWEST INTERNATIONAL LIMITED (NEW YORK NY)
NA
11/04/1986 - 02/13/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/21/1983 - 10/15/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 05/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1984
Series 5 - Interest Rate Options Examination
BC
Issued 08/14/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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