Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morrison is a financial advisor at AE Wealth Management, LLC. James has been in the financial industry for over 40 years and has a strong track record of helping clients achieve their financial goals. James is registered with the state of Michigan as an Investment Advisor Representative. James is also registered with the state of Texas as an Investment Advisor Representative, but his registration is inactive. James offers a wide range of financial services, including financial planning, portfolio management, and retirement planning. James has a Series 1, Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
07/12/2019 - Present
AE Wealth Management, LLC (Coldwater MI)
GA
05/02/2013 - 04/18/2017
G.F. INVESTMENT SERVICES, LLC (MCDONOUGH GA)
MI
12/01/2005 - 05/01/2013
SIGMA FINANCIAL CORPORATION (COLDWATER MI)
MN
11/03/2000 - 12/07/2005
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
IN
10/01/1997 - 11/03/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
04/18/1997 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NA
09/23/1983 - 04/25/1997
PRUCO SECURITIES CORPORATION
NJ
02/15/1982 - 04/25/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
07/14/1983 - 09/08/1983
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
06/20/1973 - 06/28/1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
IA
Issued 01/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1973
Series 1 - Registered Representative Examination
Active
Inactive
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