Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John McHugh is a financial advisor with over 30 years of experience in the securities industry. James McHugh is currently registered with Cantor Fitzgerald & Co. in New Jersey. James McHugh holds Series 7, 10, 24, 63, 8, 9 and SIE licenses and is a registered principal. Prior to joining Cantor Fitzgerald & Co., James McHugh worked at MF GLOBAL INC., RBC CAPITAL MARKETS CORPORATION, FTN FINANCIAL SECURITIES CORP, GRUNTAL & CO., L.L.C., JONATHAN ALAN & CO., INC. and FREEMAN SECURITIES COMPANY, INC. James McHugh has a strong track record of success in the securities industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/19/2011 - Present
Cantor Fitzgerald & Co. (SHREWSBURY NJ)
NY
06/15/2009 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
06/10/2005 - 06/12/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/26/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
TN
08/09/2001 - 06/20/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
09/06/1991 - 08/21/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
07/25/1989 - 11/28/1989
JONATHAN ALAN & CO., INC.
NA
02/24/1987 - 08/20/1987
FREEMAN SECURITIES COMPANY, INC.
NA
08/19/1986 - 09/16/1986
FREEMAN SECURITIES COMPANY, INC.
BC
Issued 09/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/01/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure James McHugh is the right advisor for you? Invested Better is here to help.
