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James John McHale

BNP Paribas Securities Corp.

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About James John McHale

James John McHale is a registered representative with BNP Paribas Securities Corp. in New York, New York. James has been in the securities industry since 2002. James has passed the Series 63, Series 24, SIE, Series 79 and Series 7 exams. James is registered in California and New York. James was previously employed by BMO Capital Markets Corp., BMO Nesbitt Burns Securities Ltd., and J.P. Morgan Securities Inc.

Firm Information

James McHale is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McHale’s Registration & Firm History

NY

10/15/2015 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

02/08/2013 - 10/16/2015

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NA

06/28/2010 - 02/08/2013

BMO NESBITT BURNS SECURITIES LTD. (TORONTO, ONTARO )

NY

01/03/2001 - 08/14/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/15/2000 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James John McHale.
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