Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John Karalis is a registered investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC in Princeton, NJ. James John Karalis has been in the financial services industry for 19 years. James John Karalis is registered with the state of New Jersey and Pennsylvania. James John Karalis is also registered with the state of Arizona, California, Colorado, District of Columbia, Florida, Illinois, Maryland, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, and Virginia. James John Karalis has passed the Series 63, 65, and 7 exams. James John Karalis previously worked at PNC Investments and Wachovia Securities, LLC. James John Karalis also owns Karalis Properties LLC, a rental property company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NJ
09/15/2020 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PRINCETON NJ)
NJ
01/07/2009 - 09/08/2015
PNC INVESTMENTS (CHERRY HILL NJ)
NJ
10/05/2006 - 09/24/2008
WACHOVIA SECURITIES, LLC (PENNINGTON NJ)
MO
10/15/2002 - 06/02/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
03/15/2001 - 04/08/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 10/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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