Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John Horst is a financial advisor with over 24 years of experience in the industry. James is currently registered with Osaic Wealth, Inc. and is based in Spencer, Iowa. Previously, James worked with FSC SECURITIES CORPORATION and AXA ADVISORS, LLC. James specializes in providing financial planning and investment advice to individuals, families, and businesses. James holds Series 6, 7, 63, and 65 licenses and is a Certified Financial Planner. James can provide financial and investment advice for various client types, including high-net-worth individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
11/03/2023 - Present
Osaic Wealth, Inc. (SPENCER IA)
IA
10/29/2003 - 11/03/2023
FSC SECURITIES CORPORATION (SPENCER IA)
NY
12/20/1999 - 11/03/2003
AXA ADVISORS, LLC (NEW YORK NY)
IN
06/26/1998 - 11/24/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 02/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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