Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hogan is a financial professional with over 25 years of experience in the securities industry. James Hogan is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Previously, James Hogan was registered with Rencap Securities, Inc., Imperial Capital, LLC, J.P. Morgan Securities LLC and J.P. Morgan Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/16/2017 - 07/18/2022
RENCAP SECURITIES, INC. (NEW YORK NY)
NY
12/14/2015 - 10/04/2017
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
10/01/2008 - 06/10/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/01/1996 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/16/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
09/13/1995 - 04/01/1996
CHASE SECURITIES, INC. (NEW YORK MD)
BC
Issued 01/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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