Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John Dowling is a financial advisor at Hightower Advisors, LLC. James is a Certified Financial Planner and a Chartered Financial Consultant. James has been a financial advisor for over 20 years. James is registered with the state of New York. James is also an insurance agent and offers insurance products. James previously worked at PARK AVENUE SECURITIES LLC and MML INVESTORS SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
04/21/2023 - Present
Hightower Advisors, LLC (Purchase NY)
NY
02/04/2003 - 10/19/2010
PARK AVENUE SECURITIES LLC (PURCHASE NY)
MA
01/14/2002 - 01/10/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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