Unclaimed
James John Dolan is a financial advisor who has been in the industry since February 24, 2006. James is registered with T. Rowe Price Investment Services, Inc. and holds the Series 63, SIE, and Series 7 licenses. James is registered in 53 states and is approved to sell securities in each of them.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
02/24/2006 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
BC
Issued 05/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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