Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames John Dinapoli is a financial advisor with over 30 years of experience in the industry. He has a strong track record of providing financial guidance to individuals, families, and businesses. James holds Series 7, 9, 10, 63, and 66 licenses and the SIE designation. He is currently affiliated with Osaic Wealth, Inc., providing financial planning and investment advisory services to clients. James has worked with several firms over the years, including Securities America, Inc. and CADARET, GRANT & CO., INC.. In addition to his investment advisory work, James also assists clients with insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (LAKE PLACID FL)
FL
07/09/2019 - 06/14/2024
SECURITIES AMERICA, INC. (LAKE PLACID FL)
FL
12/16/2008 - 07/10/2019
CADARET, GRANT & CO., INC. (LAKE PLACID FL)
FL
10/31/2005 - 12/19/2008
AIG FINANCIAL ADVISORS, INC. (LAKE PLACID FL)
AZ
01/09/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MO
04/28/1995 - 12/31/2002
WACHOVIA SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
FL
01/03/1994 - 04/28/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
FL
05/27/1993 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
NY
12/18/1989 - 06/18/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
12/12/1988 - 12/21/1989
J F LOWE & COMPANY INCORPORATED
NA
09/22/1987 - 12/03/1988
GREENTREE SECURITIES CORP.
BOTH
Issued 02/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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