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James John Butler

Cambridge Investment Research, Inc.

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About James John Butler

James Butler is a financial advisor with Cambridge Investment Research, Inc. located in PETALUMA, CA. James has been in the financial industry since 1981. Previously, James worked at Cantella & Co., Inc., SMITH CULVER INVESTMENTS, THOMAS F. WHITE & CO., INCORPORATED, A. F. GREEN & COMPANY, INC., INTEGRATED RESOURCES EQUITY CORPORATION, B.O.C.L. SECURITIES CORP., MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED and CALIFORNIA MUNICIPAL INVESTORS, INC.. James holds Series 63, Series 7, Series 52, and SIE licenses. James is registered with the following states: Arizona, California, Georgia, New Mexico, Oregon, Texas, Virginia, and Washington.

Firm Information

James Butler is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Butler’s Registration & Firm History

CA

12/09/2022 - Present

Cambridge Investment Research, Inc. (PETALUMA CA)

CA

12/03/1997 - 12/09/2022

CANTELLA & CO., INC. (PETALUMA CA)

CA

10/23/1989 - 08/30/1997

SMITH CULVER INVESTMENTS (SAN FRANCISCO CA)

CA

10/25/1988 - 10/31/1989

THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)

NA

02/23/1988 - 11/05/1988

A. F. GREEN & COMPANY, INC.

NA

08/28/1987 - 03/10/1988

INTEGRATED RESOURCES EQUITY CORPORATION

NA

01/06/1986 - 09/15/1987

A. F. GREEN & COMPANY, INC.

NA

04/23/1985 - 12/23/1985

B.O.C.L. SECURITIES CORP.

NA

11/17/1983 - 03/19/1985

MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED

NA

11/15/1980 - 12/06/1983

CALIFORNIA MUNICIPAL INVESTORS, INC.

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Licenses & Designations

BC

Issued 02/03/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

BC

Issued 11/15/1980

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James John Butler.
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