Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bolger is a financial professional with over 29 years of experience in the securities industry. Currently, James Bolger is registered with TP Icap Global Markets Americas LLC in New York, NY and has been with the firm since June 30, 2023. Prior to that, James Bolger was with Tullett Prebon Financial Services LLC in New York, NY from June 30, 2008 to June 30, 2023. James Bolger is licensed to offer securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/30/2008 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
05/10/2005 - 06/27/2008
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/11/2003 - 03/31/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/04/2000 - 04/11/2003
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NJ
05/12/1998 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/20/1993 - 05/01/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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