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James John Adinolfi

B. Riley Wealth Management

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About James John Adinolfi

James Adinolfi is a financial advisor with B. Riley Wealth Management. James has been in the financial services industry since 1986. James holds Series 7, 9, 10, 24, 27, 63, 99TO and SIE licenses. James is registered with the Financial Industry Regulatory Authority (FINRA) and is a licensed broker-dealer.

Firm Information

James Adinolfi is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Adinolfi’s Registration & Firm History

NY

01/21/2015 - Present

B. Riley Wealth Management (New York NY)

NY

09/18/2018 - 12/03/2020

B. RILEY SECURITIES, INC. (NEW YORK NY)

NY

10/17/2002 - 01/26/2015

DOMINICK & DOMINICK LLC (NEW YORK NY)

CT

12/15/1999 - 10/03/2002

DOMINICK & DOMINICK LLC (OLD GREENWICH CT)

NY

02/05/1996 - 03/06/2000

IRONHORSE SECURITIES INC. (NEW YORK NY)

NY

06/12/1991 - 11/15/1995

PAPAMARKOU & COMPANY, INC. (NEW YORK NY)

NA

11/21/1984 - 02/28/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 05/23/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/17/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/03/1993

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/19/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James John Adinolfi.
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