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James Jimmy Vera

Wells Fargo Clearing Services, LLC

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About James Jimmy Vera

James Vera is a registered representative with Wells Fargo Clearing Services, LLC and has been in the financial services industry since March 10, 2003. James Vera holds the Series 7, Series 63, Series 66 and SIE licenses and is registered in 53 states and Puerto Rico as a broker-dealer and in Texas as an investment advisor. James Vera has previously held roles at Citigroup Global Markets Inc., Victory Capital Services, Inc., J.P. Morgan Securities LLC, USAA Financial Advisors, Inc., Advisors Asset Management, Inc., Morgan Stanley & Co. Incorporated, Chase Investment Services Corp., Banc One Securities Corporation, and USAA Investment Management Company.

Firm Information

James Vera is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Vera’s Registration & Firm History

TX

12/03/2024 - Present

Wells Fargo Clearing Services, LLC (HOUSTON TX)

TX

11/23/2020 - 04/01/2022

CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)

TX

07/10/2019 - 11/19/2020

VICTORY CAPITAL SERVICES, INC. (San Antonio TX)

TX

08/09/2018 - 06/17/2019

J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)

TX

01/31/2014 - 06/28/2017

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

09/04/2008 - 01/28/2014

ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)

TX

10/18/2007 - 09/03/2008

MORGAN STANLEY & CO. INCORPORATED (SAN ANTONIO TX)

TX

07/06/2005 - 08/21/2007

CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)

IL

06/02/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

TX

05/30/2001 - 03/22/2004

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 04/02/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/25/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Jimmy Vera.
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