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James Jialong Hsu

Fidelity Brokerage Services LLC

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About James Jialong Hsu

James Jialong Hsu is a financial advisor registered with Fidelity Brokerage Services LLC in Salt Lake City, UT. James Hsu has been in the financial industry since 2014. James Hsu has been licensed to sell securities since 2001. James Hsu holds the Series 7, Series 63, and SIE licenses. James Hsu's previous employers include East/West Securities Co., Advanced Equities, Inc., UCB Investment Services, Inc., E*TRADE Securities LLC, Stockwalk.com, Inc., and M.One Investment Securities, Inc..

Firm Information

James Hsu is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Hsu’s Registration & Firm History

UT

09/19/2023 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

CA

05/11/2009 - 06/25/2009

EAST/WEST SECURITIES CO. (SAN FRANCISCO CA)

CA

09/03/2008 - 05/05/2009

ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)

CA

03/24/2005 - 09/20/2005

UCB INVESTMENT SERVICES, INC. (MONTEREY PARK CA)

NJ

11/01/2001 - 09/14/2004

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

MN

11/15/1999 - 10/18/2001

STOCKWALK.COM, INC. (MINNEAPOLIS MN)

CA

05/06/1996 - 12/21/1999

M.ONE INVESTMENT SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/29/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Jialong Hsu.
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