Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jessup Williams is a financial advisor registered with Cetera Investment Advisers LLC. James has been in the financial industry since July 2, 2000, and has worked in various roles at Williams Financial Advisors, Inc., Cetera Advisor Networks LLC and currently with Cetera Investment Advisers LLC. James is a Certified Financial Planner and holds the Series 7, Series 24 and Series 63 licenses. James currently is registered in 28 states. James works with individual clients, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SAN JUAN CAPISTRANO CA)
CA
07/03/2000 - 04/02/2008
ASSOCIATED SECURITIES CORP. (SAN JUAN CAPISTRANO CA)
BC
Issued 1/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Williams is the right advisor for you? Invested Better is here to help.
