Unclaimed
James Jessup is a financial professional licensed in California and Florida. He is a registered representative with Northwestern Mutual Investment Services, LLC. James has been in the financial industry since 2024 and has passed the SIE, Series 6TO, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
01/08/2024 - Present
Northwestern Mutual Investment Services, LLC (PALM BCH GDNS FL)
BC
Issued 12/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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