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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jerome Szczepaniak is a financial advisor at Equitable Advisors, LLC. James has been in the financial services industry since 1997. James holds the Series 6, 7, and 66 licenses and is registered in Pennsylvania, Virginia, and Colorado. James is a registered representative of and offers securities and investment advisory services through Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/29/2002 - Present
Equitable Advisors, LLC (BETHLEHEM PA)
MO
10/01/2000 - 12/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/10/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
PA
09/09/1998 - 12/03/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
05/13/1997 - 07/07/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 07/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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