Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scherer is a financial advisor in Loomis, CA, with over 25 years of experience in the financial industry. James has a diverse background, having worked at several prominent firms, including Wachovia Securities, LLC, Prudential Securities Incorporated, and Quick & Reilly, Inc. James currently works at LPL Financial LLC, where he helps clients with financial planning, portfolio management, and other advisory services. James is committed to providing personalized service and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2005 - Present
LPL Financial LLC (LOOMIS CA)
MA
10/20/2004 - 09/13/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
05/26/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MO
03/01/2000 - 06/02/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/30/1997 - 02/22/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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