Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McAteer is a financial professional with over 20 years of experience in the industry. James is currently registered with Equity Services, Inc. and is active in both the Broker-Dealer and Investment Advisor capacity in several states. James has previously been registered with MML Investors Services, LLC and MSI Financial Services, Inc.. James offers a variety of services including financial planning, portfolio management for individuals, and educational seminars. James is also a registered representative for Equity Services, Inc. and holds the Series 6, Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/13/2018 - Present
Equity Services, Inc. (RED BANK NJ)
NJ
03/25/2017 - 03/15/2018
MML INVESTORS SERVICES, LLC (ISELIN NJ)
NJ
04/13/1998 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ISELIN NJ)
NY
04/13/1998 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BROOKLYN NY)
IA
Issued 03/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James McAteer is the right advisor for you? Invested Better is here to help.
