linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Jay Rosenkranz

Arete Wealth Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Jay Rosenkranz

James Jay Rosenkranz is a financial advisor with over 29 years of experience in the industry. James currently works at Arete Wealth Management, LLC. James has a broad range of experience, having worked at several firms including National Securities Corporation, Viewtrade Securities, Inc., Viewtrade Financial, Continental Broker-Dealer Corp., Barron Chase Securities, Inc., Donald & Co. Securities Inc., and Hibbard Brown & Co., Inc. James holds a Series 7 and a Series 63 license, as well as the Securities Industry Essentials Examination (SIE). James is registered in several states including California, Florida, Illinois, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Utah.

Firm Information

James Rosenkranz is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Rosenkranz’s Registration & Firm History

NY

07/20/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

07/19/2016 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

10/12/2005 - 07/08/2016

VIEWTRADE SECURITIES, INC. (JERSEY CITY NJ)

FL

12/11/2003 - 12/21/2005

VIEWTRADE FINANCIAL (BOCA RATON FL)

FL

05/10/2002 - 12/31/2003

VIEWTRADE SECURITIES, INC. (BOCA RATON FL)

NY

10/27/2000 - 06/05/2002

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

FL

08/03/1995 - 11/10/2000

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

NJ

05/16/1995 - 07/12/1995

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NY

11/30/1992 - 08/09/1994

HIBBARD BROWN & CO., INC. (NEW YORK NY)

Not sure if James Jay Rosenkranz is right for you?

Licenses & Designations

BC

Issued 12/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Jay Rosenkranz. Review regulatory record here.
Not sure if James Jay Rosenkranz is right for you?