Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rabenstine has been in the financial industry since 1990. James is currently registered with Nationwide Securities, LLC and Nationwide Investment Advisors, LLC in Ohio. James specializes in Portfolio Management for Individuals, Financial Planning, and Selection of Other Advisers. James previously worked for Jefferson National Securities Corporation, 1717 Capital Management Company, Harris Williams & Co., J.J.B. Hilliard, W.L. Lyons, Inc., PNC Capital Markets LLC, PNC Investments, PNC Brokerage Corp, BZW Securities Inc., BZW Barclays Global Investors Services, Barclays de Zoete Wedd Incorporated, Thamesway Inc., and New Japan Securities International Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
08/25/2010 - Present
Nationwide Securities, LLC (COLUMBUS OH)
OH
10/11/2017 - 11/02/2022
JEFFERSON NATIONAL SECURITIES CORPORATION (COLUMBUS OH)
OH
03/06/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (COLUMBUS OH)
VA
01/31/2006 - 10/10/2006
HARRIS WILLIAMS & CO. (RICHMOND VA)
KY
10/03/2005 - 10/10/2006
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
11/07/1997 - 10/10/2006
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
PA
12/18/2003 - 10/02/2006
PNC INVESTMENTS (PITTSBURGH PA)
KY
06/01/2002 - 12/31/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/26/1998 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
12/18/1991 - 06/09/1997
BZW SECURITIES INC. (NEW YORK NY)
NY
12/21/1995 - 04/02/1996
BZW BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
NY
12/18/1991 - 01/01/1996
BARCLAYS DE ZOETE WEDD INCORPORATED (NEW YORK NY)
NA
09/03/1992 - 11/12/1993
THAMESWAY INC.
NY
01/09/1990 - 12/03/1991
NEW JAPAN SECURITIES INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 07/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/1991
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/09/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 03/05/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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