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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jay Person is a financial advisor registered with LPL Financial LLC. James is located in Denver, Colorado and has over 30 years of experience in the financial services industry. James holds the following licenses: Series 63, Series 65, Series 7TO, Series 24, and SIE. James has been registered with LPL Financial LLC since February 2018 and also works for Synergy Financial Partners, LLC. James also has experience with SII Investments, AXA Advisors, LLC, Hornor, Townsend & Kent, Inc., New England Securities, and Allmerica Financial Life Insurance and Annuity Company. James Jay Person is dedicated to providing financial advice and guidance to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/14/2018 - Present
LPL Financial LLC (DENVER CO)
CO
02/17/2009 - 02/14/2018
SII INVESTMENTS, INC. (DENVER CO)
CO
08/01/2007 - 02/23/2009
AXA ADVISORS, LLC (DENVER CO)
CO
02/03/2004 - 08/01/2007
HORNOR, TOWNSEND & KENT, INC. (DENVER CO)
NY
09/28/1990 - 02/03/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
11/14/1972 - 01/25/1991
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY (WORCESTER MA)
MA
11/14/1972 - 10/10/1990
SMA EQUITIES, INC. (WORCESTER MA)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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