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James Jay Krall

TP Icap Global Markets Americas LLC

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About James Jay Krall

James Krall is an active Registered Representative with Tp Icap Global Markets Americas Llc, a FINRA-registered firm. James has been a professional in the financial services industry since 1989. James has a Series 7 and Series 63. James is also registered in New York and New Jersey. James was previously registered with ICAP Securities USA LLC, Northwestern Mutual Investment Services, LLC and Garban LLC.

Firm Information

James Krall is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Krall’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/28/2010 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NJ

06/11/2009 - 10/13/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SHREWSBURY NJ)

NJ

02/15/2002 - 09/02/2008

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

NY

10/26/1999 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NY

05/29/1992 - 04/28/2000

INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

05/07/1990 - 05/14/1992

CANTOR FITZGERALD FIXED INCOME BROKERS, INC. (NEW YORK NY)

NY

05/07/1990 - 05/14/1992

CANTOR FITZGERALD SECURITIES CORP. (NEW YORK NY)

NY

08/18/1987 - 04/19/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Jay Krall.
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