Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jay Hausberg has been in the industry since October 29, 1980, and is currently a registered representative at Hightower Advisors, LLC. James Jay Hausberg has been registered with the state of California since February 17, 2012, in the capacity of both Broker/Dealer and Investment Advisor Representative. James Jay Hausberg's prior registrations include Presidio Merchant Partners LLC, Presidio Capital Advisors, LLC, Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Dabney/Resnick/Imperial, LLC, Prudential Securities Incorporated, Bear, Stearns & Co. Inc. and Shearson Lehman Brothers Inc. James Jay Hausberg has passed the Series 63, Series 5, Series 7 and SIE exams. James Jay Hausberg has a long and successful career in the financial services industry. James Jay Hausberg is a valuable asset to Hightower Advisors, LLC and its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
01/01/2025 - Present
Hightower Advisors, LLC (Beverly Hills CA)
CO
04/27/2011 - 02/21/2012
PRESIDIO MERCHANT PARTNERS LLC (DENVER CO)
CA
01/06/2005 - 09/03/2010
PRESIDIO CAPITAL ADVISORS, LLC (LOS ANGELES CA)
NY
01/17/2003 - 10/28/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
02/18/1997 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CA
11/18/1994 - 02/18/1997
DABNEY/RESNICK/IMPERIAL, LLC (BEVERLY HILLS CA)
NY
06/16/1992 - 11/28/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/24/1986 - 06/23/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
08/22/1980 - 04/03/1986
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 07/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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