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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jay Hannigan is an investment advisor representative with Osaic Wealth, Inc. James has been in the financial services industry for over two decades. James's previous experience includes roles with Royal Alliance Associates, Inc. and Prime Capital Services, Inc. James holds multiple licenses and certifications, including Series 7, Series 63 and Series 65 licenses. James has experience in both the broker-dealer and investment advisor spaces. James specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (HAUPPAUGE NY)
NY
12/03/2002 - 03/19/2008
ROYAL ALLIANCE ASSOCIATES, INC. (HAUPPAUGE NY)
NY
12/06/2001 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
IA
Issued 10/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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