Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ganther is a financial professional with over 25 years of experience in the financial services industry. James is a Registered Representative of Principal Securities, Inc. and an Investment Advisor Representative of Principal Global Investors, LLC. He is dedicated to helping his clients achieve their financial goals. James is also a licensed insurance agent. James specializes in providing financial advice and insurance solutions to individuals, families, and businesses. He is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
WI
03/24/2022 - Present
Principal Securities, Inc. (EAU CLAIRE WI)
WI
10/27/1993 - 10/25/2007
PRINCOR FINANCIAL SERVICES CORPORATION (EAU CLAIRE WI)
IA
Issued 03/23/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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