Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gowen is a registered investment advisor representative with Truist Advisory Services, Inc.. James is a seasoned professional with over 18 years of experience in the financial services industry. James has a wide range of experience, having worked at several firms before joining Truist Advisory Services, Inc.. James holds several licenses, including Series 7, 6, and 63. James is also a Registered Investment Advisor (IA) in North Carolina. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/17/2021 - Present
Truist Advisory Services, Inc. (HICKORY NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
11/19/2013 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (LINCOLNTON NC)
NC
03/14/2011 - 11/18/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/06/2004 - 12/02/2009
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 07/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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