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James Jaser Allan

Tradestation Securities, Inc.

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About James Jaser Allan

James Allan is a financial professional with over 18 years of experience in the securities industry. James Allan is currently registered with Tradestation Securities, Inc. and previously worked with FBR Capital Markets & CO., LAZARD CAPITAL MARKETS LLC, and LAZARD FRERES & CO. LLC. James Allan holds a Series 63, Series 99TO, SIE, and Series 7 licenses. James Allan is currently registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 52 states. James Allan is a highly experienced financial professional with a strong track record of success.

Firm Information

James Allan is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Allan’s Registration & Firm History

NY

07/13/2015 - Present

Tradestation Securities, Inc. (NEW YORK NY)

NY

08/05/2014 - 06/15/2015

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

05/10/2005 - 08/07/2014

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

09/22/2004 - 05/10/2005

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Jaser Allan.
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