Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jann Ngai is a financial professional with over a decade of experience in the industry. He currently works as a registered representative for Jump Execution, LLC. Previously, James Jann Ngai worked for Jump Trading, LLC and Citadel Securities LLC. James Jann Ngai has passed the Series 3, 7, 55, and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/16/2022 - Present
Jump Execution, LLC (New York NY)
NY
06/24/2016 - 07/05/2018
CITADEL SECURITIES LLC (NEW YORK NY)
NY
08/18/2009 - 06/09/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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