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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jae won Uh is a financial advisor with LPL Financial LLC. James is a registered representative in Michigan and Texas, and an investment advisor in Michigan and Texas. James has been in the financial services industry since 2004 and has experience with a variety of firms including Cambridge Investment Research, Inc., National Planning Corporation, Sentinel Securities, Inc., Questor Capital Corporation, Sigma Financial Corporation, World Choice Securities, Inc. and Waddell & Reed, Inc. James has a wide range of experience serving individuals, high-net-worth individuals, corporations, businesses, charitable organizations, pension and profit sharing plans, insurance companies and state or municipal government entities. James offers a variety of services including financial planning, consulting and other non-discretionary advisory services, portfolio management for individuals and businesses, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
01/09/2024 - Present
LPL Financial LLC (BLOOMFIELD HILLS MI)
MI
10/05/2017 - 01/12/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Bloomfield MI)
MI
03/02/2011 - 10/10/2017
NATIONAL PLANNING CORPORATION (BLOOMFIELD HILLS MI)
MI
04/28/2009 - 03/28/2011
SENTINEL SECURITIES, INC. (CLARKSTON MI)
MI
10/20/2006 - 10/30/2007
QUESTAR CAPITAL CORPORATION (CLARKSTON MI)
MI
09/16/2005 - 10/20/2006
SIGMA FINANCIAL CORPORATION (CLARKSTON MI)
OH
06/29/2004 - 05/23/2005
WORLD CHOICE SECURITIES, INC. (COLUMBUS OH)
KS
02/05/2004 - 06/30/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 08/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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