Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jacobs Rester is a financial advisor with Herbert J. Sims & CO, Inc. James has been in the industry since 2006 and has experience in investment banking, municipal securities, and securities industry essentials. James holds Series 79, SIE, 50, and 52 licenses as well as a Series 63 license. James has been registered with the firm since 2015. Prior to that, James was registered with STEPHENS and MORGAN KEEGAN & COMPANY, INC.. James is currently registered in Louisiana, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/06/2015 - Present
Herbert J. Sims & CO, Inc. (Dallas TX)
TX
08/22/2014 - 03/30/2015
STEPHENS (DALLAS TX)
TN
02/21/2002 - 08/06/2010
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 07/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/22/2014
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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