Unclaimed
James Hatfield is a financial advisor at Fidelity Brokerage Services LLC and has been in the industry since May 2024. James is licensed in 53 states, as well as the District of Columbia, and Puerto Rico. He holds a Series 7TO, Series 63, and SIE. James is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/17/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 06/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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