Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jacob Fowkes is a financial advisor who has been in the industry since 1992. James is currently registered with Steward Partners Investment Advisory, LLC and has been with the firm since 2016. Previously, James was registered with Raymond James Financial Services, Inc. and Wells Fargo Advisors, LLC. James is a Series 7, Series 6, Series 63, and Series 65 licensed professional, holding licenses in over 25 states. James focuses on providing financial consulting and wealth management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
04/19/2021 - Present
Steward Partners Investment Advisory, LLC (WASHINGTON DC)
DC
10/17/2014 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WASHINGTON DC)
DC
01/13/2006 - 10/20/2014
WELLS FARGO ADVISORS, LLC (WASHINGTON DC)
NY
10/01/1992 - 01/18/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
05/12/1992 - 09/25/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/12/1992 - 09/25/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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