Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jackson is a financial advisor with LPL Enterprise, LLC. James is licensed in Maine and New Hampshire and has been in the financial services industry since 1986. James holds Series 6, 7, 22, 26, 63, and 65 licenses. James has worked for several firms in the past, including Prudential Insurance Company of America, Walnut Street Securities, Inc., and New York Life Securities Corp. James provides portfolio management for individuals and businesses, as well as financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
11/14/2024 - Present
LPL Enterprise, LLC (AUBURN ME)
NJ
02/14/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
09/22/1987 - 02/06/1989
WALNUT STREET SECURITIES, INC.
NA
10/31/1984 - 03/21/1986
NEW YORK LIFE SECURITIES CORP.
IA
Issued 05/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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