Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames J. Tully is a financial advisor with over 20 years of experience in the financial services industry. James has a strong background in providing financial advice to individuals, businesses, and institutions. James currently works with J.P. Morgan Securities LLC and has also previously worked with other firms, including Charles Schwab & Co., Inc., Wells Fargo Advisors, LLC, and Fidelity Brokerage Services LLC. James holds licenses for both securities and investment advisory services, and he is also a Certified Financial Planner (CFP®). James is dedicated to helping clients achieve their financial goals, and he takes a personalized approach to financial planning. James is registered in multiple states and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
01/12/2021 - Present
J.p. Morgan Securities LLC (Daytona Beach Shores FL)
FL
09/18/2020 - 12/16/2020
SECURIAN FINANCIAL SERVICES, INC. (Jacksonville FL)
FL
05/10/2013 - 09/14/2020
CHARLES SCHWAB & CO., INC. (Orlando FL)
FL
01/22/2013 - 04/25/2013
TRIAD ADVISORS, INC. (LAKE MARY FL)
FL
02/24/2011 - 01/15/2013
WELLS FARGO ADVISORS, LLC (DAYTONA BEACH FL)
FL
02/01/2007 - 01/06/2011
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
TX
11/04/2004 - 05/05/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
01/23/1997 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/18/1995 - 05/16/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CO
11/19/1993 - 02/10/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 03/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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